Association Associations related to securities businesses Summary of major provisions in supervising the related associations The SEC has the power to make an order for the directors or members to clarify
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
money or are about internal process that is normally operated such as employee's health and safety welfare, training, responsibility to customers. Moreover, doing CSR may involve company's human resources
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
Capital Market Supervisory Board The Capital Market Supervisory Board (CMSB) has the power and duty under the Securities and Exchange Act that include issuance of rules and regulations governing the
) Good Health and Well-being (4) Quality Education (5) Gender Equality(6) Clean Water and Sanitation (7) Affordable and Clean Energy (8) Decent Work and Economic Growth (9)Industry, Innovation and
) Good Health and Well-being (4) Quality Education (5) Gender Equality(6) Clean Water and Sanitation (7) Affordable and Clean Energy (8) Decent Work and Economic Growth (9)Industry, Innovation and
and license revocation, etc. In this regard, the scope of power of the order issuers varies depending on the level of penalty to be imposed on the offender. Appeal Any person who is affected by, and
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the
of the mutual fund is inconsistent with the approved scheme. In this connection, the SEC has the power to order: (1) Clarification or disclosure of additional information; (2) Rec tification of the