responsible person under 6.1 Located at the online branch office Not located at the online branch office, being: Officer from the Head Office Branch manager of a full branch office Located at

time, the securities company may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the securities company

mean time, the derivatives brokers may assign an officer of the head office or the manager of other full-service branch offices to temporary acting as a manager. Clause 6. In case where the derivatives

arrange for the branch office to have a manager appointed by the head office to manage the operation and personnel of the branch office within the permitted scope of services. Clause 10. The online branch

performing functions under Clause 4(2) are persons holding the following positions, excluding the person under Clause 10: (1) deputy manager; (2) assistant manager; (3) head of department ; (4) branch manager

to be the highest level responsible person in the management of a company; “ head of department ” means a person responsible for the work in the departmental level of a company; “ branch manager

director, manager or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also

the register of persons qualified to be property fund manager through the qualification of being Director or Executive, but not the position of Manager, of the management company prior to the effective

Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and executive director including deputy manager, assistant manager, department director and

relating to capital markets according to Clause 8; (3) a person to be appointed shall not be a director, executive, or employee of another company and shall not be a derivatives investment manager for any