Facebook page Divide&anz2 : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page Divide&anz2 : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
คู่มือการแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) ผ่านระบบ ORAP 1. การเตรียมความพร้อมส าหรับการส่งแบบแจ้งการแต่งตั้งผู้ก ากับดูแลการปฏิบัติงาน (Head of Compliance) 1.1. จัดท า
Limited to Precious Metals Derivatives Securities Businesses Company Name Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company
Head Office Data not found Other Financial Institution Company Name Head Office Data not found Foreign Juristic Person Company Name Head Office Data not found Note : * refers to inactivated
with a divide-and-conquer strategy. 5. Is your engagement focused on multiple asset classes? If so, you will need different tools for them and must set different expectations for outcomes. 6. Are you
e-service Online Submission Derivatives Dealing Registered Derivatives Dealer | Licensed Derivatives Dealer Securities Businesses Company Name Head Office 1. BUALUANG SECURITIES PUBLIC COMPANY
e-service Online Submission Derivatives Investment Manager Licensed Derivatives Fund Manager | Registered Derivatives Fund Manager Company Name Head Office Data not found Note : * refers to
Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker Limited to Precious Metals Derivatives Company Name Head Office Data not found Registered Derivatives Broker is
Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker Limited to Precious Metals Derivatives Company Name Head Office Data not found Registered Derivatives Broker is