Bangkok, 23 February 2017 ? The SEC has launched the Investment Governance Code (I Code) as a guideline for responsible and sustainable investment management of institutional investors. The seven
focusing on roles of committees consisting of auditing, risk management, remuneration including self assessment, while also encouraging institutional investors to consider CG as one of the investment
management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
developing the potential of listed companies in accordance with the CG Code, starting with establishing a sustainable corporate strategy, good corporate governance, risk management, especially risks in
preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the
Bangkok, 22 September 2016 ? The SEC is seeking public comments on the Investment Governance Code (I Code), which contains guidances for institutional investors to manage investment policies and
auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมออกบูธในงาน Digital Governance Thailand 2023 (DGT 2023) ภายใต้แนวคิด “Happiness Creation #ชีวิตดีเมื่อมีดิจิทัล” ซึ่งสำนักงานพัฒนา
On 7 December 2023, the SEC Board Meeting No. 17/2566 passed a resolution approving, in principle, the proposed regulations related to ICO Governance. The SEC is therefore conducting this public