in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU takes effect from today. With SEC Philippines’ participation in the ASEAN CIS Framework, the qualified
at a lower fee. This is a temporary measure to promote more entries of knowledgeable and skilled auditors into the capital market. Interested auditors are welcome to apply for approval as capital
The Securities and Exchange Commission, Thailand (SEC Thailand) today co-organizes a webinar with the CFA Institute and the CFA Society Thailand on “Guidelines for ESG Integration in Equity Analysis
The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well
this connection, the CFA Institute contributed to the drafting of the Guidelines for securities analysts and fund managers to incorporate ESG factors into their equity analysis and preparation of analyst
Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
Bangkok, July 23, 2015 ? The SEC warned investors of scams involving money transfer into the securities firms? accounts by offering wealth management services with high rate of returns and other
or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million
, and do not incur the unreasonable costs comparable to their size of business.”“SEC prepares microsite “Start to Grow” as a gift for SMEs, Startups and public to learn and understand the fundraising
และตลาดหลักทรัพย์ (ก.ล.ต.) จึงมีแนวคิดในการปรับปรุงเกณฑ์ KYC โดยเสนอหลักการในการทำความรู้จักลูกค้าแบบง่าย หรือ Simple KYC สำหรับผลิตภัณฑ์การลงทุนที่มีความเสี่ยงต่ำ* เช่น มีสภาพคล่องคล้ายเงินฝาก มีการ