Ministerial Regulation - securities business 02 - 2555 หน้า ๓๙ เล่ม ๑๒๙ ตอนที่ ๙๒ ก ราชกิจจานุเบกษา ๒๘ กันยายน ๒๕๕๕ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๒) พ.ศ. ๒๕๕๕ อาศัยอํา
Ministerial Regulation - securities business 03 - 2555 หน้า ๑๖ เล่ม ๑๓๐ ตอนที่ ๑ ก ราชกิจจานุเบกษา ๔ มกราคม ๒๕๕๖ กฎกระทรวง ว่าด้วยการอนุญาตการประกอบธุรกิจหลักทรัพย์ (ฉบับที่ ๓) พ.ศ. ๒๕๕๕ อาศัยอํานาจ
1 (Unofficial Translation)* Securities and Exchange Act (No. 3) B.E. 2546 _________________ BHUMIBOL ADULYADEJ, REX., Given on the 3rd day of July B.E. 2546; Being the 58th Year of the Present Reign
issuance of securities for sale to investors with the requirement that returns to the holders of the securities will depend on a flow of receipts generated from the assets which are transferred. “assets
the management of funds of a person or group of persons who has authorized the management of investment to acquire benefit from securities, whether or not investment in other assets is also made, which
Office of the Securities and Exchange Commission, for the convenience of those not familiar with the written Thai language. Every effort has been made to convey the meaning and effect of each provision of
OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, FOR THE CONVENIENCE OF THOSE NOT FAMILIAR WITH THE WRITTEN THAI LANGUAGE. EVERY EFFORT HAS BEEN MADE TO CONVEY THE MEANING AND EFFECT OF EACH PROVISION OF
account shall be prepared to segregate the assets of each investment policy, provided that the incomes and expenses incurred from the management under a particular investment policy shall be recorded as
governing securities and exchange. 6 Section 15. The employer shall absolutely segregate the accounts and documents regarding its financial matters or other assets from the accounts and documents regarding
of one or more employers. (2) In case of fund with multiple investment policies, the account shall be prepared to segregate the assets of each investment policy, provided that the incomes and expenses