2017 >   ​​​​​​CG Code >   Principle 7 Ensure Disclosure and Financial Integrity​​ CG Thailand Overview CG and sustainable business development SEC Roles Related organizations Related persons Sustainable

Effective Risk Management and Internal Control  Principle 7 Ensure Disclosure and Financial Integrity​​ ​Principle 8 Ensure Engagement and Communication with Shareholders ​ ​​​Part 2 Guidelines and

Effective Risk Management and Internal Control  Principle 7 Ensure Disclosure and Financial Integrity​​ ​Principle 8 Ensure Engagement and Communication with Shareholders ​ ​​​Part 2 Guidelines and

​​Operator must submit a completed  Form 35 – NRI CIS  in hard copies accompanied by all supporting documentation as specified in  Form 35 – NRI CIS  to the SEC Thailand for the ASEAN NRI CIS. 2. ASEAN CIS

only) A CIS Operator must submit a completed  Form 35 – foreign ETF ​   in hard copies accompanied by all supporting documentation as specified in  Form 35 – foreign ETF  to the SEC Thailand for the

​ ​ Regulatory Summary​ ​Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed  Form 35 – foreign ETF ​   in hard copies accompanied by all supporting

​ ​ Regulatory Summary​ ​Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed  Form 35 – foreign ETF ​   in hard copies accompanied by all supporting

​ ​​​ Regulatory Summary​ ​ ​Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed  Form 35 – ARFP CIS  in hard copies accompanied by all supporting

CIS Operator must submit a completed  Form 35 – ARFP CIS  in hard copies accompanied by all supporting documentation as specified in  Form 35 – ARFP CIS  to the SEC Thailand for the ARFP Passport Fund

​ . Required documents for an approval of ASEAN 1. ASEAN NRI CIS  (for non-retail investors only) ​​​​​​​​​​​​​​A CIS ​​Operator must submit a completed  Form 35 – NRI CIS  in hard copies accompanied by all