Bangkok, September 8, 2014 ? The SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project organized an event on ?Preparing for Happy Retirement
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
the clients’ handwriting, subscription orders and switch orders or unitholders’ account books, causing damage to four clients at the total amount of 10.44 million baht. The SEC has considered that
into force since 3 March 2021. Additionally, the SEC has revised related regulations to allow the existing business operators to switch to License E or PF License in line with the business model they
early increase chances of achieving happy retirement.The SEC Working Papers Forum has been hosted under the Memorandum of Understanding between the SEC and four leading business schools, aiming to apply
has partnered with SET, the Association of Provident Fund (AOP), and the Association of Investment Management Companies (AIMC) to officially launch the program “Happy PVD Company”, which promotes and
Happy Money Happy Retirement Project; - Thailand's Private Sector Collective Action Coalition Against Corruption (CAC): Member companies are encouraged to lay out and implement anti-corruption policies
สาขาที่ 9 ที่ให้บริการโดยผู้บกพร่องทางการได้ยิน ณ สำนักงาน ก.ล.ต. รวมทั้งโครงการ Happy Money, Happy Retirement ของตลาดหลักทรัพย์แห่งประเทศไทย- โครงการแนวร่วมปฏิบัติของภาคเอกชนไทยในการต่อต้านการทุจริต
, for example, the launch of Wealth Advice for All initiative which gives the public a more convenient access to one-stop services on investment advice and the co-launch of the Happy PVD Company project
investment tool that makes mutual fund investment easy to access and execute. With the key message, “Happy Saving with Aom No. 5 Campaign,” the campaign has arranged for facilitating conditions and processes