Mrs. Pantipa Thirakanokvilai On January 30, 2013 and February 4, 2013, Mrs. Pantipa Thirakanokvilai, the financial controller of IT City Public Company Limited (IT) sold 374,440 shares of IT through

Lease IT Public Company Limited Lease IT Public Company Limited (“LIT”), a securities issuer, failed to prepare and submit the key financial ratio report for the year 2021 through the transmission

Jitta Wealth Asset Mannagement C Between March 1, 2023 and May 11, 2023, Jitta Wealth Asset Mannagement Co.,Ltd, a fund management company, it has assigned person who are not person in the capital

Mrs. Chonticha Supaluxmetha Mrs. Chonticha Supaluxmetha, Managing Director who is responsible for the Lease IT Public Company Limited (“LIT”), shall be liable for LIT’s failure to prepare and submit

of the total voting rights of BTNC. Later SIRATARN reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer. SEC Act S.247 Settlement

total voting rights of SANKO. Later TIP reduces its shareholding below such trigger point, it then was exempted from the requirement to make a tender offer SEC Act S.247 Settlement Committee Meeting No

website: www.ppi-advisory.com to lure investing public that it had very knowledgeable and experienced adviser team to provide appropriate investment advice and management for the clients. The aforesaid

Derivatives Act B.E.2546 (2003). In addition, WSD Financial (NZ) Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact it had been registered with the SEC as derivatives dealer

with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by by failing to demonstrate that the investment decisions it made have been prudently

warning, but such warning was not appropriate to the media type i.e. video clip and the location where it was run. DAB Act S.30 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 21