statements or related reports to the SEC/ SET. 3. The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 4. The controlling persons shall
or executives. 2. The issuers shall not fail to file the financial statements or related reports to the SEC/ SET. 3. In case of Thai companies, 3.1 The directors and executives shall be listed on the
especially those in connection with listed companies and intermediaries such as securities houses have been known to have gigantic impacts even on the global market. To ensure the financial statements of those
Securities (Codified) The Notification of the Capital Market Supervisory Board No. TorJor. 72/2558 Re: Approval for Listed Companies to Offer Newly Issued Shares through Private Placement (Codified) The
Baht by foreign companies Regulations SHARE : Detail Content Debt Securities Debt Securities Denominated in Thai Baht by Foreign Companies Private Placements to Limited Number of Investors
securities issuing companies. 4. The controlling persons shall not have any of the untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
Financial Advisor (FA) has a crucial role in selecting and screening qualities of companies to be listed in the Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough
Securities Companies Net Capital Rule (NCR) Outsourcing Activities Note: * General functions include; for example; risk management, inspection and internal control, compliance, etc. **Central
shall be listed on the database of directors and executives of the securities issuing companies. 4. Complete disclosure of information in accordance with the prescribed form. - Applicable to the offering