where securities are being traded for clients. Clause 8 In the case where a securities intermediary invests in shares to acquire proprietary assets in accordance with the rules prescribed in the
instruments or evidence representing the rights to the property of a mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9
shares or rendering a financial support that will later generate the right to acquire shares of such business, and being involved in the supervision of the business plan, the operation or the improvement
) the circulation of prospectus for solicitation to buy securities. Clause 46 An intermediary who wishes to arrange for an advertisement shall manage the advertisement in the appropriate manner of content
mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9) certificates representing the rights to purchase investment
. “ major participating investor ” means any person specified in the ETF scheme that such person would be able to buy or sell ETF units with mutual fund management company or operator of foreign ETF , as the
circulation of prospectus for solicitation to buy securities. Clause 46 An intermediary who wishes to arrange for an advertisement shall manage the advertisement in the appropriate manner of content, proportion
implementation Details 1. To acquire assets or finance acquisitions of other business, related to the operation of the current business. - In case of asset acquisition: describe the types of assets and their
ระดับ maintenance margin ดังนี้ ระดับ maintenance margin ( M.M.) ความหมาย 1. Call margin (เรียกหลักประกันเพิ่ม) equity < call margin แต่ > force sale/buy การคำนวณ : call margin (LMV x อัตรา call margin
ระดับ maintenance margin ดังนี้ ระดับ maintenance margin ( M.M.) ความหมาย 1. Call margin (เรียกหลักประกันเพิ่ม) equity < call margin แต่ > force sale/buy การคำนวณ : call margin (LMV x อัตรา call margin