Business Operators Regulations SHARE : Detail Content Digital Asset Business Operators Regulatory Summary Related Manuals and Guidelines Related Rules and Regulations Related Forms “Digital Asset
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required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions). Applying for Approval and Reporting Guidelines No prior approval or
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, subsidiary, associate company do? Is it a product or a service? From which business is the major income derived? How is the trend of the industry? Can the company compete with other business competitors? Are
Standards / Principles / Guidelines ASEAN International Capital Market Association (ICMA) ASEAN Sustainability Bond Standard (2018) ENG Sustainability Bond Guidelines (2021) - latest ENG THAI
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
) Standards / Principles / Guidelines ASEAN https://www.sec.or.th/TH/Pages/LAWANDREGULATIONS/RESOURCECENTER-GREENBOND.aspx Thai Resource Center - Laws & Regulations (unofficial) - Electrical Grids
ended for at least two years prior to the date of filing. Not being a provider of professional services, a significant shareholder, controlling person, or partner of such provider with a service fee of