ASSET PLUS FUND MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 14/03/2019 - 27/03/2019
DAOL INVESTMENT MANAGEMENT COMPANY LIMITED| ,Sector Fund | Offering Date : 20/05/2020 - 27/05/2020
launch of ?The Pride in Thai Innovative and Creative Businesses? Project, aiming to promote raising fund through capital market for innovative and creative businesses. The application period will last
SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a living skill after the Thai society has stepped into the ageing society. However, ageing people may not have enough money after retirement and investors have not yet achieved their targeted returns on investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strat...
engagement on ESG issues—the focus of this guide—and we fully anticipate this trend to continue. More than 450 environmental and social shareholder resolutions were filed with US companies in 2014 alone
our booth to check their readiness for fundraising in the ?Pride of the Provinces? and the ?Pride in Thai Innovative and Creative Businesses? zones. Last but certainly not least, at ?A thousand baht
Thailand, especially innovative startups. The proposed supervision allows those enterprises to offer for sale of shares and debentures through regulated funding portal with lower cost. The fund raised
alignment with the UN Sustainable Development Goals (SDGs). During the meeting, the SEC’s key action plans were discussed, which included the introduction of innovative financial tools to promote
) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for