guidance specified by the intermediary to comply with such rules, and in any case there shall be at least sufficient and efficient operating systems as follows: (a) risk management system; (b) internal
ถือใบสำคัญแสดงสิทธิอนุพันธ์ มีสิทธิจะได้รับ (๔) “ใบสำคัญแสดงสิทธิอนุพันธ์ที่มีทรัพย์สินเป็นประกันเต็มจำนวน” (fully - collateralized derivatives warrant) หมายความว่า ใบสำคัญแสดงสิทธิอนุพันธ์ประเภทที่ผู้
(UNOFFICIAL TRANSLATION) Codified up to No.12 As of 6 August 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 43 FNotification of the Capital Market Supervisory Board No. Tor Nor. 1/2554 Re: Rules, Conditions and Procedures for Establishment and Management of Infrastructure Funds _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exc...