ก.ล.ต. มีแนวคิดที่จะแก้ไขหลักเกณฑ์รองรับบริษัทต่างประเทศที่จดทะเบียนในตลาดหลักทรัพย์ต่างประเทศอยู่แล้ว และจะมาเสนอขายหลักทรัพย์ในไทยโดยจดทะเบียนในตลาดหลักทรัพย์แห่งประเทศไทยด้วย (secondary listing
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch
, and venture capital firms, on 19 December 2019. Methods for fund mobilization and trading of shares of SMEs and startups on secondary markets were discussed. Conclusions from said discussion are as
rules until 25 December 2019. It is expected that the rules will be adopted early in 2020. 2. Trading through secondary markets: SEC has discussed with the Stock Exchange of Thailand on the
per annum, with the promise that the company would repay the principal and generate the guaranteed returns gradually every 30 days until the investment contract expired. At the time of the inspection
investors at any given time; (2) having the characteristics of fundraising from the public in general with advertising or solicitation regarding the issuance of bills, excluding bills with the principal and
were persuaded to make an investment at the minimum amount of 100,000 baht to earn 5 percent return in six months.Both companies promised to repay the principal and generate the guaranteed returns
; although the customer had never invested in a mutual fund before and could not afford to lose the principal, {A} allocated almost half of the customer's total assets in a mutual fund of a higher risk level
mutual fund. Such factors include emotion, personal belief and attitudes toward different channels of savings and investment. For example, some investors prefer low risk, principal guaranteed investment
extension of the bond maturity date for a period of two years, consideration for approval of a partial repayment of the principal by not less than 25 percent of the principal of the bond at the face value