SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
SEC Secretary-General Rapee Sucharitakul said “As of the 2nd quarter of the year 2018, the PVD had been continuously growing, as the number of employers had increased by 788 to a total of 17,866
The afore-mentioned Capital Market Development Plan, acknowledged by the Cabinet on Tuesday, January 31, 2023, consists of the following five strategic directions for continued growth of the capital market which is envisioned to become: Strategic Direction 1 Capital market for competitiveness (Competitiveness), in which potentiality and competitiveness of all sectors in the capital market and economic system will be reinforced. Strategic Direction 2 Capital market accessible to all (Accessibili...
of quality products into the market. However, investor concerns about the credibility of green labelling are also growing. standards, assurance & certification will be essential to improve confidence
green labelling are also growing. Standards, assurance & certification is essential to improve confidence and transparency, which in turn will enable further strong growth in the market. The Climate Bonds
increase in line with the delivery of quality products into the market. However, investor questions about the credibility of green labelling are also growing. Standards, assurance & certification is
increase in line with the delivery of quality products into the market. However, investor concerns about the credibility of green labelling are also growing. standards, assurance & certification is essential
into the market. However, investor concerns about the credibility of green labelling are also growing. standards, assurance & certification is essential to improve confidence and transparency, which in
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
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