and minor children of the securities holder; (2) Director, executive, controlling person, employee, or worker of business in the group of the securities issuing company, who holds a position or the
and minor children of the securities holder; (2) Director, executive, controlling person, employee, or worker of business in the group of the securities issuing company, who holds a position or the
SEC Help Center Whistleblower Filing a tip (whistleblowing) means providing information that can be used in legal proceeding in case of violation. Whistleblower protection ● Any employee or worker who
SEC to suspend functioning as appraisal company in capital market or being under the period of time that the SEC could refuse to accept the application. Lead appraiser Being full time casual worker or
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
ISO 37001 Anti-Bribery Management Systems Standard ISO Foreign Corrupt Practice Act USA Bribery Act 2010 UK OECD working group on bribery OECD ICGN Statement and
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
group on bribery OECD ICGN Statement and Guidance on Anti-Corruption Practices ICGN
group on bribery OECD ICGN Statement and Guidance on Anti-Corruption Practices ICGN
/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This step ensures that the measure to be taken is appropriate, practical and respectful to