specific investor or group of investors whether in private or public. Calculations of the offering price Shares : offering price CD
instruments are aimed at creating a balance between the protection of investors and effective fund mobilization. The SEC considers qualifications of securities issuers and supervises the disclosure of
Content Equity Instruments Shares Public Offering (PO) Importance is given to good corporate governance as follows: Protection of shareholders' right and fair treatment of shareholders Transparent and
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
capital increase may cause a dilution effect on shareholders. Therefore, supervision of the program must also take into account the protection of investors. Regulatory Suumary The criteria for approving
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The ARFP allows units of funds authorized in a participating
to provide underlying shares, which must not be less than the difference between the market price of the shares at the time of exercise of right and the exercise price Protection measures for warrant
) that aims to facilitate cross-border offerings of eligible collective investment schemes among APEC member economies while ensuring investor protection in the economies participating in the ARFP. The