intermediary, the SEC needs to disclose relevant information to the persons involved and for the intermediary to clarify or take a necessary action; ● Any complaint whose main issue is under supervision of any
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. Offer for sale through an underwriter no restrictions with restrictions 4. Restrictions for unit holdings - any persons or a group of the associated persons not more than 50% of the total trust units sold
. Restrictions for unit holdings - any persons or a group of the associated persons not more than 50% of the total trust units sold. - trust manager can allot units for the trust manager, directors, executives
","File_Path":"https://www.sec.or.th/Documents/PHS/Attach/1010/hearing342567s02.pdf","File_Type":null},{"Filename":"เอกสารรับฟังความคิดเห็น","File_Path":"https://www.sec.or.th/Documents/PHS/Main/1010
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
Investors SHARE : Detail Content In building investors' confidence, it is impossible for the SEC, to protect investors from all risks or shield them against investment losses. The main objective of the
Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
Thai capital market. CSR Development in the Thai capital market 2006 Establishment of Listed Company's Social and Environmental Responsibility Working Group 2007 Establishment of Corporate
Thai capital market. CSR Development in the Thai capital market 2006 Establishment of Listed Company's Social and Environmental Responsibility Working Group 2007 Establishment of Corporate