) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
) Director, executive or controlling person of securities issuing company (2) Employee or worker of a securities issuing company who holds a position, or is in the line of work, is responsible for or capable
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
have an impact on the overall capital market, with the provision that the business operators must select a service provider from the list of service providers approved by SEC. In addition, the draft
their duties for the best interests of the company. Therefore, A person who has a conflict of interest must not do business which is in competition with the company. There must be no related party
Corporate Governance Scorecard (ACGS) is an initiative by the ASEAN Capital Market Forum (ACMF) aimed at enhancing the corporate governance standards and practices of publicly listed companies (PLCs) in the
the Board Rights of Shareholders and Institutional Investors Gatekeepers Roles and Responsibilities of the Board Board As a representative of shareholders, the Board of Directors is in
2023 | No. 237 / 2023 The Ministry of Finance, the Federation of Thai Capital Market Organizations (FETCO), the Securities and Exchange Commission (SEC), the Stock Exchange of Thailand (SET) and the
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department