counterbalance; Monitoring of transactions that occur; Frequent revision of the appropriateness of the methods used. Competitive businesses Clear separation of target group of customers or markets; There
. A REIT Manager (RM) is responsible in managing the trust in the interests of the investors. Filing of application for an offer for sale of REIT units A REIT Manager (RM) has the duty to file an
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications : (1) In the case of the selected fund
Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications : (1) In the case of the selected fund
establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary Qualifications Main duties of a Trust
juristic person with the SEC Office and managing fund of the juristic person so established, in which case the juristic person's personnel may be appointed to participate in management of enterprise in which
กฎเกณฑ์แล้ว ก.ล.ต. มีกระบวนการในการดำเนินการ ดังนี้ 1. ศึกษามาตรฐานจากหน่วยงานกำกับดูแลต่างประเทศและมาตรฐานสากลเพื่อกำหนดหลักการ 2. เปิดรับฟังความคิดเห็นหลักการ (public hearings / focus group) 3. นำ
. The criteria for allocation must not induce or lead to corruption or wrongful benefits to the company. CEO or MD makes a list of sponsors T he Chief Executive Officer or the Managing Director (CEO or MD