Microsoft Word - hearing group limit _2_.docx เอกสารรับฟงความคิดเห็น เร่ือง การกําหนดเรื่อง sector fund และ group limit สํานักงานคณะกรรมการกํากับหลักทรัพยและตลาดหลักทรัพย (http://www.sec.or.th
auditor of the subsidiaries or the associates ("component auditor"), requiring the group engagement partner to ensure the competence and capabilities of those performing the group audit engagement
management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the
Provisions relating to prohibited characteristics under this Notification are the following cases: (1) prohibited characteristic of Group 1 which is the case of deficiently legal competence, being under legal
Limited ( “ ASMH” ) . ASMH is a holding company incorporated in the British Virgin Islands ( BVI) for investing in various businesses, owned by a group of persons, consisting of three members, namely Mr
1 August 17, 2018 Subject: Capital Increase for Offering for Sale to Specific Investors (Private Placement), Connected Transaction, Amendments to Articles of Association/Objectives of the Company and Determination of the Date of Extraordinary General Meeting of Shareholders No. 1/2018 To: President The Stock Exchange of Thailand Enclosures: 1. Information Memorandum on the Offering of Newly Issued Ordinary Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of...
Green Bond Standards produced by the Technical Expert Group (TEG) on Sustainable Finance, and the ASEAN Green Bond Standards. They provide voluntary guidance relating to professional and ethical standards
Financial Data 1. The issuer shall provide selected audited historical financial data regarding the issuer or, if the issuer is the holding corporation of a group, the group of which shall be presented for
preparation of the audit committee for CG Code implementation Seminar on CG Code launch and publication Seminar on TFRS 9 for securities business Focus group on KAMs Seminar on “Learning to Develop KAMs for the
capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of being punished or legally proceeding against for management in the