responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
: 1. Preventive regulations To ensure that preventive regulations are carried out as deemed necessary to benefit investors and the capital market as a whole, and simultaneously observe the rights of
, issuance and settlement of securities, and organization of shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit
] Legal Group • responsible for providing legal advice on rulemaking and keeping up to date with legal developments. Enforcement Group • responsible for monitoring and investigating unfair securities
?FTYPE=M&PID=0602&PYR=2555 Financial Statement - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS
?FTYPE=M&PID=0602&PYR=2555 Financial Statement - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS
/public/mrap/MRAPView.aspx?FTYPE=M&PID=0068&PYR=2564 Financial Statement - EP : EASTERN POWER GROUP PUBLIC COMPANY LIMITED EASTERN POWER GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public
shareholders? meetings, etc., (2) facilitating businesses? access to necessary information under possession of governmental agencies for the benefit of due diligence and know-your-client assessments (DD/KYC), (3
statements of targeted companies are now regularly analysed together with their news releases. It enables us to prevent or prosecute the siphoning of money out of public companies for the benefit of major