Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
Stability Board’s (FSB) Key Standards for Sound Financial Systems serving FSB, G20 and OECD members. They have also been used by the World Bank Group in more than 60 country reviews worldwide. And they
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
?FTYPE=M&PID=0602&PYR=2555 Financial Statement - A5 : ASSET FIVE GROUP PUBLIC COMPANY LIMITED ASSET FIVE GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public/idisc/en/FinancialReport/FS
/public/mrap/MRAPView.aspx?FTYPE=M&PID=0068&PYR=2564 Financial Statement - EP : EASTERN POWER GROUP PUBLIC COMPANY LIMITED EASTERN POWER GROUP PUBLIC COMPANY LIMITED | Q1/2011 http://market.sec.or.th/public
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
may be affected; · To study international supervisory measures or standards and analyze their pros and cons; · To consult with the practitioners by arranging focus group
responsive to the different needs of market participants without unfairly advancing the interests of any particular group to the disadvantage of others; Promptly deal with identified issues and misconduct