-71 of TCMA, this sanction is imposed to a Trustee and its director, manager or person responsible for the operation. The affected person is entitled to file an appeal within 15 days. The more serious
materially affect investors’ investment decision such as 1. serious damages 2. changing in issuer’s objects or the nature of business 3. events of default 4. entering into an agreement entrusting other persons
procedures. Clause 31 In the case of a serious incident, in addition to the actions under Clause 29 and Clause 30, the relevant derivatives exchange shall also report that serious incident to the SEC Office in
procedures. Clause 42 In the case of a serious incident, in addition to the actions under Clause 40 and Clause 41, the relevant derivatives clearing house shall also report 13 that serious incident to the SEC
Reporting in ASEAN: State of Corporate Practices, 2022 17 https://www.globalreporting.org/news/news-center/asean-companies-get-serious-about-climate-change/ 18Source: Kirkland, 2022 Centrality of TCFD and
Exchange Act B.E. 2535 (1992); (6) the management company is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the
escalation procedures. Clause 32 In the case of a serious incident, in addition to the actions under Clause 30 and Clause 31, the relevant securities clearing house or central securities depository shall also
quality of its insurance portfolio toward a loss ratio insurance type and also perform a serious cost control. And the Company is expected to turn profit in 2019. Please be informed accordingly. Sincerely
by registered derivatives business operator has a serious effect that is inappropriate to continue its derivatives business, or has the fact that registered derivatives business operator cannot