GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official
Protection Act, for example, criminal record, nationality, religion. Qualification data: Data relating to the qualifications of business operators, which include experience, for example, education, employment
is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate. The draft notification also allows business operators to
consultation that received more than 80 submissions from a great variety of stakeholders were also held. Following the request by the G20 Finance Ministers and Central Bank Governors at their meeting on 9-10
now well-positioned for a new chapter. In this regard, while a great deal has been achieved, I believe that the years ahead call for much more work and cooperative efforts. We must continue to be pro
Money Work Through Mutual Fundsé education program aimed to promote mutual fund understanding through the media and various activities ● Provided and disseminated mutual fund information via SECûs website
promote effective enforcement, which in turn, shall ensure fair investor protection and encourage efficient development of businesses and transactions in the capital market. Our international work made a
, the SEC has issued 2 publications about provident fund. In 2001, the SEC has also participated in “Investors Fair 2001,” organized by the SET, which has received a great deal of public attention. The
the Committee's core objectives will be achieved by way of assessment as well as improvement of risk management procedures, internal control and governance. The Department's work is carried out with
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents