to contribute to the development of professional standards and keep track of policy changes. In addition, the committee provides a great forum for the SEC to share the challenges facing Thailand in
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empowered to achieve financial well-being. To deliver this objective, the SEC is compelled to adapt and refine its strategy and operations to effectively address the challenges and issues that have arisen
appropriate level of risks. To achieve such a goal, the SEC believes that investing in activities with emphasis on sustainability strategies, good governance and accountability to the society and environment
public and private sectors. Creating collaboration among all agencies in terms of concerted efforts to achieve the mission for well-being of the public. Our Roles How We Regulate SEC Working Principles
achieve the national missions within the scope of assigned authority and under the related laws. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
) Vietnam 24 พฤศจิกายน 2549 28. The United Kingdom of Great Britain and Northern Ireland Foreign, Commonwealth and Development Office 1 กันยายน 2563 Alternative Investment Fund Managers Directive