- - - - - - Member of fund investment committee - - - - - - Fund manager - - - - - - Investment Consultant /1 - - 3 - 4 10 Other Professionals Auditor /2 - - - - 1 - Financial advisor - - - - - - Supervisor of
1 - Translation – Bor.Chor.Ngor 0328/2017 September 26, 2017 Subject: Connected transaction : Renewal of a hotel management advisor agreement Attn : President The Stock Exchange of Thailand With
public auditor. The provision of the first paragraph shall not apply to a derivatives advisor.
Approval of Financial Advisors and their Scope of Work (No. 2) B.E. 2551 (2008) dated 29 September 2008. Clause 3 In this Notification: (1) “financial advisor” means a financial advisor according to Clause 4
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
(Translation) CS 0297/2019 August 13, 2019 Subject: Connected transaction : Renewal of a hotel management advisor agreement Attn: President The Stock Exchange of Thailand With reference to the Board
1 ผลการรับฟังความคิดเห็นจากผู้เกีย่วข้อง (hearing) หลกัการ เร่ือง การเปิดทางให้ Investment Advisor สามารถอ านวยความสะดวกในการซ้ือขายผลติภัณฑ์ในตลาดทุนได้มากขึน้ 1. การรับฟังความคิดเห็น จ ำนวน 1 คร้ัง
1 - Translation – Bor.Chor.Ngor 0351/2018 September 25, 2018 Subject: Connected transaction : Renewal of a hotel management advisor agreement Attn : President The Stock Exchange of Thailand With
duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an
form of community web board shall not be liable to presenting oneself to the general public as being ready to provide services as investment advisor or derivatives investment advisor on the condition 2