trading for a period not exceeding 5 years / a prohibition against trading of digital assets or entering into derivatives contracts related to digital assets for a period not exceeding 5 years; (4) a bar
and Procedures to Usage of Computers and Communication System of the SEC Office consists of guidelines for IT security protection, storage and retrieval, prohibition of access to staffs' accounts and
value chains 09/03/2023 Download All Document No. 41/2023 SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision of or involvement with crypto
a person who has qualifications inconsistent with 4 and 6, he or she shall be granted an exemption from such prohibition, provided that the issuer has obtained an opinion of the board of directors
a third party such as an audit firm, a law firm, or any other juristic person? A: Yes. The law does not specify any prohibition on the matter. The appointee can be either an ordinary person or a
a third party such as an audit firm, a law firm, or any other juristic person? A: Yes. The law does not specify any prohibition on the matter. The appointee can be either an ordinary person or a
comply with the rules, standards or work ethics specified for the regulated person. The SEC or other regulators may impose the following orders: rectification of non-compliance operation, restriction of
of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative
(PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the transfer restriction, features of the instruments, draft terms and conditions and a
- Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a