English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
investment advisory service under this Ministerial Regulation shall be any of the followings- (1) commercial bank under law on commercial banking; (2) finance company under law on undertakings of finance
for approval of the establishment of retail fund and mutual fund for accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in
for approval of the establishment of retail fund and mutual fund for accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in
offer to sell warrant – PP which the board of directors is aware of the names of investors and the shareholders resolved to indicate the sale price for underlying shares for warrant – PP, investment
retail mutual fund; (2) Tax-exempted juristic persons under Thai laws such as Government Saving Bank, foundations or monasteries, and the like; (3) Investors in the investment units of ASEAN CIS offered
retail mutual fund; (2) Tax-exempted juristic persons under Thai laws such as Government Saving Bank, foundations or monasteries, and the like; (3) Investors in the investment units of ASEAN CIS offered
of Good Corporate Governance and Prevention of Frauds Regulatory Summary of Approved Auditor in Capital Market Related Rules and Regulations Related Forms Quality Assurance & Review Independent
making an investment decision, or misled investors in a manner of concealing or disguise or making up non-existing facts. 6. Complete disclosure of information in accordance with the prescribed form