PowerPoint Presentation Summary of The Securities and Exchange Act (No. 6) B.E. 2562 The SEA (No. 6) consists of 6 topics 2/10 Supervision of securities business Supervision of mutual fund management
company including (1) public organization; (2) provincial administration organization, municipality, Bangkok Metropolitan, Pattaya City and any other local government organizations specified by law as
organization; (2) provincial administration organization, municipality, Bangkok Metropolitan Administration, Pattaya City and any other local government organizations specified by law as special local government
administration organization, municipality, Bangkok Metropolitan Administration, Pattaya City and any other local government organizations specified by law as special local government organization; (3) unit or
the trustee manages the trust property as approved, in good faith and for the best interest of the trust. In case of joint management of the trust by several trustees under Section 39, all trustees
. “trust property” means any property as specified in a trust instrument, including any property, interest, debt and liability arising from management of a trust in compliance with a trust instrument or this
and a trustee are the same person. “trust property” means any property as specified in a trust instrument, including any property, interest, debt and liability arising from management of a trust in
institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities and Exchange Act, then a license from the SEC is
, wages and other remunerations of the staffs and employees of the Fund including the general administration and human resources management; ( c) financial management and administration, purchasing