provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
center are comparable to those for stock exchange. Derivatives Exchange is a market to facilitate the trading of derivatives. Any persons who wish to become a derivatives exchange must be a public company
center are comparable to those for stock exchange. Derivatives Exchange is a market to facilitate the trading of derivatives. Any persons who wish to become a derivatives exchange must be a public company
the making of a complete list of the shareholders whose names are in the register on the record date. Q: Is the register closing for dividend payment based on the record date concept as well? A: Under
and businesses in which it has a significant investment (between 20 percent to 50 percent of shares with voting rights). Explanation 1. For guideline no. 6.1.3, relevant principal and substantial risk
best interest for shareholders. To be qualified as a director of a public company, a person shall have qualifications as specified in the Public Company Limited Act B.E. 2535 (1992) and perform duties
, especially GMS countries to list their shares on the Stock Exchange of Thailand by enacting primary listing regulations for those not having their shares listed on any exchange and secondary listing
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
best interest for shareholders. To be qualified as a director of a public company, a person shall have qualifications as specified in the Public Company Limited Act B.E. 2535 (1992) and perform duties