terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters
has carefully considered and has opinion that having benefit or interest of such director does not affect his performing duty and ability to give independent view, the company can appoint such director
. Doing CSR is an investment that may not give short-term direct return but it will build strong foundation for business aiming for sustainability. Q: Is donation considered CSR? A: Donation can be
Thailand and give the SEC an opportunity to share insights and practical experiences of independent audit regulatory activities. Regulatory Summary of Approved Auditor in Capital Market Related Rules and
/ investment analysts / unit sellers to give information or advice on the invested products or services, which may cause damage to the investment Solicitation or fraud by unlicensed or unapproved entities, for
(CSR) gains a more significant role as investors and foreign companies give more weight to the CSR factor when making investment decisions and thus are more inclined to invest in a company or do business
inform the client of the action in an annual report. The private fund management company to vote on the client’s behalf, the private fund management company shall give advice on exercise of voting
inform the client of the action in an annual report. The private fund management company to vote on the client’s behalf, the private fund management company shall give advice on exercise of voting
(CSR) gains a more significant role as investors and foreign companies give more weight to the CSR factor when making investment decisions and thus are more inclined to invest in a company or do business
. (Available in Thai only). (2) Financial Advisor A Financial Advisor is a professional approved by the Securities and Exchange Commission to render financial advisory services, give opinions, prepare