Gilt Edge International (Group) LTd. 1. Gilt Edge International (Group) LTd. – Thailand representative office, represented by Mrs. Karen Elizabeth Entwistle, the representative office solicited the

investors to make investments according to Gilt Edge’s advice and management to earn tax benefits and long-term returns. Gilt Edge also advertised that the company had a team of professional and experienced

3. Mr. Steven or Steve Entwistle.- Mr. Steven or Steve Entwistle.- as Managing Director, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice

Mr. Neil Callard. Mr. Neil Callard. - as Account Manager, the representative office solicited the foreign investors to make investments according to Gilt Edge’s advice and management to earn tax

fixed income which are (1) TMB Ultra - Short Bond Fund ("TMBUSB") (2) TMB Aggregate Bond Fund ("TMBABF") (3) TMB THANAPLUS Fund ("TMBTHANAPLUS") and (4) TMB Bond Fund ("

risk of daily fixed income which are (1) TMB Ultra - Short Bond Fund ("TMBUSB") (2) TMB Aggregate Bond Fund ("TMBABF") (3) TMB THANAPLUS Fund ("TMBTHANAPLUS") and (4) TMB

Banpu Public Company Limited Banpu Public Company Limited (“BANPU”) failed to prepare and submit the result of the bond sale report to the SEC Office between 26 February 2020 to 27 January 2021

prepare and submit the result of the bond sale report to the SEC office within the period specified in the notification of the office of the Securities and Exchange Commission resulted from the instruction

private company bond. SEC Act S.98(3)? Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 2/2020 Dated 23/01/2020

Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated