request approval or filing, but it must comply with the conditions for authorizing PP, such as: Having received an explicit resolution of the shareholders' meeting to approve the offering and such
in a continued and credible manner. Good internal control Specify the scope of powers and duties and approval of transactions in a transparent form in writing. Separate the powers to approve, record
SEC is of the view that limited company or public limited company to be established has qualifications as specified in this Ministerial Regulation, the SEC shall recommend the Minister to approve
in this Ministerial Regulation, the SEC shall recommend the Minister to approve establishment of such company within one hundred and twenty days from the date on which the SEC Office receives complete
) Calculate at the end of every trading day and announce the values within the following business day. 6.5 Announcement of the NAV (1) The mutual fund supervisor shall approve the NAV and values; ( 2) The
Announcement of the NAV (1) The mutual fund supervisor shall approve the NAV and values; ( 2) The announcement shall be made through all appropriate channels and by all means to ensure that the investment
both price dilution and control dilution The shareholders meeting resolved to approve the issuance of sufficient underlying shares. Such shareholders' resolution shall be effective for no more than one
. ขอและยื่นแบบคำขอ pre approve ได้ที่ jutharut@sec.or.th หรือ sirinad@sec.or.th 2. ก.ล.ต. ทำการนัดหมายล่วงหน้าเพื่อเข้าตรวจระบบงาน 3. ยื่นเอกสารตัวจริง 3.1 Download แบบคำขอรับความเห็นชอบให้
ออกเป็น 2 แบบ ดังนี้ การอนุญาตแบบปกติ ( manual approve) อนุญาตแบบอัตโนมัติ (แบบ auto approve) issuer ที่มีคุณสมบัติตามข้อ 30 แห่งประกาศ ทจ. 15/2553 issuer ที่มีคุณสมบัติตามข้อ 30 แห่ง
provision of Class Action in the Thai legal system results from the endeavor of the Securities and Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get