operational system; · determine the event or priority of violent of problem ; · determine for solving the problem in detail; · determine the responsible officer and authorize person and having name list and
economic crisis, disaster or any other severe events widely affecting economic condition, the Minister may approve the employees or employers being unable to pay savings or contributions into the fund to
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities
defense, or take any other acts to complete the management of the asset deemed to be owned by customer. 15 In proceeding under the second paragraph, the official receiver and the SEC Office may authorize
movement of money and assets of the fund, and approve money and asset transferring for the purpose other than those provided in 1 and 2. 3.2 External auditor to perform the audit of the fund assets at least
by the mutual fund supervisor. 2. Stipulation of authorised persons or a group of persons to approve the payment of dividend. 3. There should be a system of receiving and disbursing of money in a
authorize an agent or any other person to perform a specified act. SECTION 24/1.4 To protect the public interest or investors, the SEC Office or the person designated in writing by the SEC Office shall have
management company. Clause 6. In cases where the private fund management company invests in or holds shares of any companies as assets of a private fund, but the customer does not authorize such private fund
เสี่ยงสูง หรือมีความซับซ้อน หรือกอง auto approve 3.3 บริษัทมีระบบในการรับคำสั่งซื้อขายหน่วยลงทุนและจัดสรรหน่วยลงทุนเป็นไปตามที่กฎหมายกำหนด (เฉพาะ MF ) ความคาดหวัง ระบบงาน ระบบงานของผู้ขอใบอนุญาต การรับคำ
detail. Clause 7 In segregating and managing the client’s assets in accordance with this Notification, the person with the proceeding power may authorize any person to take such actions as deemed