Associations. The enhanced KYC/CDD process mentioned in the first paragraph shall include: extension of scope in gathering and verifying of information, information gathering in relation to sources of funds used
แบบแสดงราการข้อมูลประจำปี Notification of the change of the audit firm Date..... .........................…. Dear Secretary General of the Securities and Exchange Commission of Thailand I would like
such as : ; < > etc.. · the general user should change the password every six months at least. For the privilege user such as system administrator and default user etc. should change the password in
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of
. "SEC Office" means the Office of the Securities and Exchange Commission. "Secretary-General" means the Secretary-General of the Office of the Securities and Exchange Commission. "Minister" means the
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
: …………................................................................................... Date: ........................................................ Company Letter No.: ................................................ Dear Secretary-General Office of the Securities and Exchange Commission
Sucharitakul) Secretary-General Office of the Securities and Exchange Commission
November 2016. (Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission
Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002.