characteristics ”5 means other capital market products which is not capital market product having high-risk or complex characteristics; “ general manager ” means a person who is assigned by the board of directors
แบบแสดงราการข้อมูลประจำปี Notification of the change of the audit firm Date..... .........................…. Dear Secretary General of the Securities and Exchange Commission of Thailand I would like
Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of
complex capital market products to clients, an intermediary shall comply with the rules prescribed under this Chapter in addition to the general rules so that the provided services thereof are still in
: …………................................................................................... Date: ........................................................ Company Letter No.: ................................................ Dear Secretary-General Office of the Securities and Exchange Commission
Sucharitakul) Secretary-General Office of the Securities and Exchange Commission
November 2016. (Rapee Sucharitakul) Secretary-General Office of the Securities and Exchange Commission
Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002.
companies and derivatives business operators on 13 -15 April 2020 (Songkran Holidays). Notified this 19th Day of March 2020. - Signature - (Ruenvadee Suwanmongkol) Secretary-General
general public as being ready to engage as an agent in the business of trading in derivatives with others, and has been licensed or registered under this Act, excluding those derivatives brokers with the