Securities borrowing and lending ë Securities financing ë Inter-dealer brokers ë Investor contacts (e.g. analysts and marketing officers) ë Fund managers ë Fund supervisors/custodians ë Credit rating agencies
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
for dealers of debt instruments and to gather information of the transactions. The role of the inter-dealer brokers will facilitate liquidity of the trading market for debt instruments and will allow
ie ve m en ts i n 20 04 page 24-25 Securities and Exchange Commission, Thailand Securities Borrowing and Lending (SBL) Market Develop a robust domestic SBL market ● Supported the SET’s settlement
borrowing and lending (SBL) market and futures market . Aside from nurturing confidence among both local and international investors, the SEC plans to make all related parties ready for the assessment under
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...
enter into contractual agreements that inter alia see continuous trading arrangements, one-off asset transfers, or some form of financial assistance (for example, the provision of a loan to a controlling
oversee the governance of banks and other lending institutions. They are active in using this authority, screening who may be a director, senior manager, 5 percent or more shareholder, or auditor of a bank