terms have been approved by the board of directors or in compliance with the principle approved by the board of directors; (2) a loan in accordance with the regulations on the welfare of the staff members
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
operator under Section 33; (d) over-collateralized portion of asset placed by the customer with a derivatives business operator as collateral for a loan granted for derivatives trading; (e) securities or any
operator under Section 33; (d) over-collateralized portion of asset placed by the customer with a derivatives business operator as collateral for a loan granted for derivatives trading; (e) securities or any
provision: “(5) borrowing in the name of the mutual fund or creating any encumbrances on the assets of the mutual fund, except entering into derivative or engaging in the transaction in accordance with the
” means rights of claim or any other rights which generate a flow of receipts in the future, whether or not such receipts are certain, for example, residential loan agreements or rights under concessions
under the first paragraph shall be in compliance with the rules as specified in the notification of the SEC. 18 SECTION 73 The SEC Office shall gather the facts relating to the commission of an offence
appointment of panelists under the first paragraph shall be in compliance with the rules as specified in the notification of the SEC. SECTION 73 The SEC Office shall gather the facts relating to the commission
73 The SEC Office shall gather the facts relating to the commission of an offence which falls under the administrative sanctions and shall also have the power to exercise an initial consideration in