Inside brokers Weikai Li, Abhiroop Mukherjee, Rik Sen WHO SHOULD REGULATE INVESTMENT ADVISERS? Ben Charoenwong* National University of Singapore Alan Kwan Hong Kong University Tarik Umar Rice

Company Profile - BAAN ROCK GARDEN PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:14 ​ ​ Company Profile BAAN ROCK GARDEN PUBLIC COMPANY

Offeror : ROYAL GARDEN HOTEL MANAGEMENT LTD. | Date of submission of the Statement of Intention : 03/06/2003

of The Board of Dynasty Ceramic Public Company Limited (DCC) , knew or possessed inside information about DCC making a tender offer for all of RCI shares at the offering price of 4.00 Baht, which is

Miss Chatarose Uttamayothin During 10 May to 27 August 2019, Miss Chatarose Uttamayothin aided or abetted Mr. Roongroj Saengsastra, who knew or possessed the inside information about DCC make a

Miss Supanee Thongplengsri During 17 May to 27 August 2019, Miss Supanee Thongplengsri , aided or abetted Mr. Roongroj Saengsastra, who knew or possessed the inside information about DCC make a

Mr.Nakarin Saengsastra During 14 May to 9 August 2019, Mr.Nakarin Saengsastra, aided or abetted Mr. Roongroj Saengsastra, who knew or possessed the inside information about DCC make a tender offer

Mr. Viboon Wadcharasurang Mr. Viboon Wadcharasurang, while being chairman of Royal Ceramic Industry Public Company Limited (RCI), knew or possessed inside information about DCC making a tender

Mrs. Waree Kaewjinda During 31 July to 20 August 2019, Mrs. Waree Kaewjinda aided or abetted Mr. Viboon Wadcharasurang, who knew or possessed the inside information about DCC make a tender offer

Mr. Kitti Thanakitamnuay during the month of May 2018, Kitti knew or possessed the inside information related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the