securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers. Clause 4 This Notification
treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false statements. Samples of matters beyond the SEC responsibility ● Matters under supervision
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting
. Assessment criteria The assessment focuses on the whole process of AGM, starting from the dissemination of the meeting notice attached with details of the arrangement before, during and after the meeting
Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with appropriate level of risks. To achieve such a goal, the SEC believes that
dissemination of false statements), the SEC may proceed through criminal fining or criminal complaint, and will disclose such case to the public in due course; ● Complaint or tip handling time depends on the
and Thai accounting professions to gain more investor confidence, both domestic and international, and better facilitate Thai companies in cross-country raising funds. Independent Audit Inspection
The Notification of the Office of Securities and Exchange Commission No. SorJor. 28/2557 Re: Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the
listed companies set the record date at least five business days after the dissemination date of the shareholders' meeting resolutions. Q: Is it permissible to set the record date one day after the board
considered a “cost" for business, however, business will gain good reputation and image as organization that cares for society and environment. The customers would be impressed and buy business' products