business relationship, investment, or administration and management of the issuer, for example, customers, suppliers of raw materials, potential business partners of the issuer, the affiliated companies of
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
have control over the executives in risk management, financial management and business strategy. The securities issuing company must disclose the minimum requirements in a format and within the
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
Operators > Asset Management Regulations Regulations SHARE : Detail Content A Gathering of all Asset Management Regulations Regulated Entities ○ Licensing/Registration • Mutual Fund Management
> Fundraising > Equity Instrument > Share > Public Offering (PO) Regulations SHARE : Detail Content Equity Instruments Shares Public Offering (PO) Importance is given to good corporate governance as
> Private Funds or Provident Funds Regulations SHARE : Detail Content Private Funds or Provident Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2
> Private Funds or Provident Funds Regulations SHARE : Detail Content Private Funds or Provident Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2
SEC webinar II series II_Climate Risk Management and Climate Scenario Analysis_EYGno003339-21Gbl_EDNone SEC webinar II series II_Climate Risk Management and Climate Scenario Analysis_KASIKORNBANK