Government Code (I Code) I Code SHARE : Detail Content Signatory of Investment Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and
Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
considered a “cost" for business, however, business will gain good reputation and image as organization that cares for society and environment. The customers would be impressed and buy business' products
Securities Trading Practices Acts and Royal Enactments Ministerial Notifications Rule Making Process Regulations Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
compensation committee on the reason, necessity and benefit that the company will gain. The committee consists of: At least three company directors No person who is allocated more than five percent of the
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
) Calculate offering and redemption prices of the investment units at the end of every trading day. (3) Announce the NAV and investment unit values: (3.1) As of the closing date of the unitholders register