, stakeholder relations and organizational efficiency, specifically in the areas of human resources development, information management and financial administration. In addition, the SEC is playing a more
Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange
Bangkok, June 4, 2009 ? The latest quarterly meeting with the Association of Investment Management Companies (AIMC) discussed the development and supervision of fund management business as summarized
operators. According to the revised rules, asset management services provided for the companies under the same business group will not be considered the undertaking of private fund management business
Online Fund Approval and Management System (OFAM) ระบบอนุมัติจัดตั้งและจัดการกองทุน Online Fund Approval and Management System (OFAM) โปรดระบุข้อมูลด้านล่าง (Please fill in information below
Bangkok, October 30, 2006 ? The SEC has disseminated a circular to all asset management companies today to update penalty procedures for unintentional or immaterial errors committed against customers
The SEC approved rules on undertaking derivatives fund management business for derivatives fund mangers who provide services to the general investors, mutual funds, private funds, and provident funds
(issuer/counterparty) or currency risks; 7. Risk management of FRF: Money market funds and fixed-income funds with frequent redemption policy (frequent redemption fund ?FRF) must have stricter risk