Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
. Form 61-1 (Application for Approval of Auditor) .pdf file | .doc file 2. Form 61-2 (Certification and Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of
effective date of the previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as the case may be. In the case where there is a material change to the
may be. In the case where there is a material change to the information specified in the effective registration statement and such change has been notified and approved by Home Regulator, the CIS
may be. In the case where there is a material change to the information specified in the effective registration statement and such change has been notified and approved by Home Regulator, the CIS
the case may be. In the case where there is a material change to the information specified in the effective registration statement and such change has been notified and approved by Home Regulator, the
previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as the case may be. In the case where there is a material change to the information specified in
full or Form 69 – CIS annually update , as the case may be. In the case where there is a material change to the information specified in the effective registration statement and such change has been
(public hearings / focus group) 3. นำหลักการเสนอคณะกรรมการ ก.ล.ต. / ก.ต.ท. (กรณี ประกาศสำนักงาน จะไม่มีขั้นตอนนี้) 4. จัดทำร่างประกาศ 5. เปิดรับฟังความคิดเห็นร่างประกาศ (public hearings / focus group) 7