business relationship, investment, or administration and management of the issuer, for example, customers, suppliers of raw materials, potential business partners of the issuer, the affiliated companies of
securities company shall allow any person to have control over its administration or management except for exercise of shareholder’s right in shareholder meeting or management under agreement approved by the
group of persons with a number of not over 35 persons; (2) The private fund management company shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management
group of persons with a number of not over 35 persons; (2) The private fund management company shall prepare the client's profile in writing (customer's profiles/ KYC); (3) The private fund management
> Fundraising > Equity Instrument > Share > Public Offering (PO) Regulations SHARE : Detail Content Equity Instruments Shares Public Offering (PO) Importance is given to good corporate governance as
have control over the executives in risk management, financial management and business strategy. The securities issuing company must disclose the minimum requirements in a format and within the
energy Water management system and irrigation system Natural disaster prevention system Waste management system A Multi-infrastructure project which include multiple infrastructure assets of any types
energy Water management system and irrigation system Natural disaster prevention system Waste management system A Multi-infrastructure project which include multiple infrastructure assets of any types
. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5
as a juristic person or as a group of persons; (3) a copy of financial statement of the latest three years, or, in case of a registered group of persons, profit and loss statements of the latest