must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
there are adequate measures to manage conflicts of interest; There is no reason to doubt that the management mechanism will be unable to protect the rights of the shareholders or to treat the shareholders
status of the company in the future (forward looking) Risk factors Important points What risk does the company have? If the risk occurs, how much it will affect invested capital? Disclosed information
the SET 5. Other criteria Criteria for authorizing IPO The past five years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important
approaches to prevent future frauds? 4. Does the company join any anti-corruption related program? If not, please explain.
approaches to prevent future frauds? 4. Does the company join any anti-corruption related program? If not, please explain.
Sustainable Future Class 12, Thailand Energy Academy The Executive Program in Capital Market Academy Class 25, Capital Market Academy The Executive Program in National Defence College Class 58, National Defence
Sustainable Future Class 12, Thailand Energy Academy The Executive Program in Capital Market Academy Class 25, Capital Market Academy The Executive Program in National Defence College Class 58, National Defence
Board of Directors, Bank of Thailand Executive Chairman, Thailand Future Foundation Director and Managing Partner, The Advisor Company Limited Visiting Professor of Economics, Sasin Graduate Institute of
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As