is fundamental or technical, in conjunction with such consultation. 4 “fundamental analysis” means an analysis to seek an appropriate value of capital market product by [i] considering factors which
fund management’s performance shall come into force as from 1 January 2015; (2) the second paragraph of Clause 34 relating to fundamental recommendation regarding the importance of basic asset allocation
at least two years from the date on which such giving of advice is made in Thailand. Chapter 2 Operation ____________ Division 1 Contacting, Soliciting, or Giving Advice to Clients and Performance of
investors and eligible to analyze investment related to the value or appropriateness for trading or investing in capital market products whether or not the analysis is fundamental or technical, in conjunction
case of inspection by an internal unit of the securities company, such internal unit must be independent from the computer division of the company. Clause 4. The securities company shall separate the
appendix at the end of this Notification of Practice Guidelines, whereby such details are as the following matters: (1) Division 1 Objectives of practice guidelines for business continuity management 2 (2
information in each section of the prospectus under Clause 5 shall be as follows: (1) Fact sheet containing the particulars and information in accordance with Chapter 1 Division 1, and Chapter 3 Division 6; (2