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Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. In this Notification: (1) “mutual fund” means a closed-ended fund and an open-ended fund; (2) “closed-ended fund
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
shall come into force as from 16 January 2016. Clause 2 1 In this Notification: The terms, “management company”, “mutual fund management company”, “private fund management company”, “derivatives” and
Permission and Granting of Permission to Establish Service Offices for Investment Management Business dated 17 February 1997 shall be repealed. Clause 2. In this Notification, “Fund” means any mutual fund or
Notification, “Fund” means any mutual fund or private fund; “Management company” means any mutual fund management company and private fund management company; “Mutual fund management company” means any
may Create Conflict of Interest on Private Fund Management dated 24 August 2001. (Translation) - 2 - Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Special mutual fund
Commission No. SorNor. 32/2544 Re: Acts that may Create Conflict of Interest on Private Fund Management dated 24 August 2001. (Translation) - 2 - Clause 3. In this Notification: “Fund” means any mutual fund or
in any derivatives business only with institutional investors shall register with the SEC Office, unless it engages in the derivatives fund management business for a mutual fund under the Securities
Exchange Commission No. SorNor. 62/2543 Re: Rules, Conditions and Procedures for Advertising of Securities Company Business for Sales Promotion and Providing of Services Related to Mutual Fund and Private